Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Curtis is a financial advisor with over 20 years of experience in the industry. Alisa is currently registered with Raymond James Financial Services, Inc. Prior to joining Raymond James Financial Services, Inc., Alisa was associated with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.. Alisa holds Series 7, 9, 10, 63 and SIE licenses. Alisa is registered in 23 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/26/2024 - Present
Raymond James Financial Services, Inc. (Louisville KY)
KY
02/13/2013 - 08/26/2024
RAYMOND JAMES & ASSOCIATES, INC. (LOUSVILLE KY)
KY
07/10/2002 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
NJ
08/14/2000 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/27/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
KY
12/07/1993 - 11/01/1999
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 02/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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