Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Chatham is an investment advisor representative at Park Avenue Securities LLC. Alisa has been in the financial services industry since 1997. Alisa is registered with the state of California as well as 12 other states. Alisa has passed the Series 7, 9, 10, 31, 63 and 65 exams. Alisa specializes in providing financial planning, investment management, and educational seminars. Alisa works at the Park Avenue Securities LLC branch office located at 20 BICENTENNIAL CIRCLE SUITE 100 in SACRAMENTO, CA 95826.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/22/2023 - Present
Park Avenue Securities LLC (SACRAMENTO CA)
CA
06/01/2009 - 11/19/2014
MORGAN STANLEY (SACRAMENTO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AUBURN CA)
CA
10/01/1998 - 04/02/2007
MORGAN STANLEY DW INC. (OAKLAND CA)
NY
07/18/1997 - 10/08/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alisa Chatham is the right advisor for you? Invested Better is here to help.
