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Alisa Carin Smith

Empower Advisory Group, LLC

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About Alisa Carin Smith

Alisa Carin Smith has been working in the financial industry since 1997. Alisa is currently a registered representative with Empower Advisory Group, LLC. Alisa is also registered as an investment advisor in Texas. Alisa is a Series 6, 63, 65, and SIE licensed professional. Alisa specializes in providing financial planning services and portfolio management for individuals. In addition to working at Empower Advisory Group, LLC, Alisa also works as a freelance writer and temporary staff for TPI Staffing.

Firm Information

Alisa Smith is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alisa Smith’s Registration & Firm History

CO

03/01/2017 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

CO

06/10/1997 - 10/01/2012

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

NY

07/31/1996 - 01/17/1997

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/01/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/28/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alisa Carin Smith.
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