Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Jaffe is a financial advisor at UBS Financial Services Inc. Alisa is licensed to provide financial advice in multiple states including Florida, Texas, California, Connecticut, Georgia, Hawaii, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, and Pennsylvania. Alisa has been providing financial services since 1993. Prior to UBS, Alisa worked for a number of firms, including Morgan Stanley, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Neuberger Berman, LLC, UST Securities Corp, Lehman Brothers Inc, Tucker, Anthony & R. L. Day, Inc, and Viceroy International Securities Corp. Alisa is a Series 7 and Series 63 licensed advisor. Alisa offers a variety of services including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/09/2014 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
06/01/2009 - 10/17/2014
MORGAN STANLEY (BOCA RATON FL)
FL
01/30/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
01/12/2005 - 02/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NY
08/07/2001 - 01/19/2005
NEUBERGER BERMAN, LLC (NEW YORK NY)
CT
07/22/1994 - 03/13/1997
UST SECURITIES CORP. (STAMFORD CT)
NY
09/28/1988 - 10/09/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
04/15/1987 - 12/11/1987
TUCKER, ANTHONY & R. L. DAY, INC. (BOSTON MA)
NA
01/21/1986 - 07/23/1987
VICEROY INTERNATIONAL SECURITIES CORP.
IA
Issued 04/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alisa Jaffe is the right advisor for you? Invested Better is here to help.
