Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Roth is an investment advisor representative with Mariner Wealth. Alisa is a registered investment advisor in Kansas and Texas and is licensed to sell securities in Colorado, Kansas, Missouri, New York, North Carolina, Ohio, Texas, and Wyoming. She has been in the financial services industry since 1991. Alisa earned the Series 3, 7, and 63 licenses in 1991, followed by the Series 65 in 1999, and most recently the SIE in 2018. She holds a Bachelor of Arts degree in Business Administration from the University of Kansas. Alisa is an active member of the Kansas City community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
05/31/2011 - Present
Mariner Wealth (OVERLAND PARK KS)
KS
03/24/2009 - 11/16/2011
PURSHE KAPLAN STERLING INVESTMENTS (LEAWOOD KS)
MO
05/03/2002 - 01/29/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
NY
07/24/1991 - 05/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1991
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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