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Alisa Amarosa Wood

KKR Capital Markets LLC

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About Alisa Amarosa Wood

Alisa Amarosa Wood is a financial professional with over 15 years of experience in the industry. Alisa is currently registered with KKR Capital Markets LLC, a firm specializing in investment banking and capital markets. Prior to this role, Alisa worked at Deutsche Bank Securities Inc. Alisa holds several licenses and certifications including Series 7, Series 24, Series 63, and Series 79TO. Alisa is registered to provide investment advice in 53 states and the District of Columbia.

Firm Information

Alisa Wood is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alisa Wood’s Registration & Firm History

NY

09/17/2008 - Present

KKR Capital Markets LLC (NEW YORK NY)

NY

12/19/2002 - 02/19/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alisa Amarosa Wood.
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