Unclaimed
Alisa Amarosa Wood is a financial professional with over 15 years of experience in the industry. Alisa is currently registered with KKR Capital Markets LLC, a firm specializing in investment banking and capital markets. Prior to this role, Alisa worked at Deutsche Bank Securities Inc. Alisa holds several licenses and certifications including Series 7, Series 24, Series 63, and Series 79TO. Alisa is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2008 - Present
KKR Capital Markets LLC (NEW YORK NY)
NY
12/19/2002 - 02/19/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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