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Alireza Javaheri

Scotia Capital (usa) Inc.

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About Alireza Javaheri

Alireza Javaheri is a registered representative with Scotia Capital (usa) Inc. Alireza has been in the securities industry since February 13, 1998 and holds the Series 7, Series 63 and Series 57TO licenses. Alireza was previously employed with Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Goldman, Sachs & Co., Citigroup Global Markets Inc., RBC Capital Markets Corporation and Lehman Brothers Inc. Alireza is currently registered in New York.

Firm Information

Alireza Javaheri is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alireza Javaheri’s Registration & Firm History

NY

11/14/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

06/08/2016 - 11/03/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/25/2011 - 06/07/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/21/2005 - 06/14/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/05/2004 - 03/24/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/10/2000 - 03/09/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

12/18/1997 - 03/01/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/05/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alireza Javaheri.
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