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Aliraza A. Hassan

Jefferies LLC

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About Aliraza A. Hassan

Aliraza A. Hassan is a financial professional with over 5 years of experience in the financial services industry. Aliraza is currently registered with Jefferies LLC in Orlando, FL. Prior to joining Jefferies LLC, Aliraza worked at RBC Capital Markets, LLC. Aliraza holds the Series 63, Series 50, Series 52, Series 79 and Series 7 licenses. Aliraza is registered in all 50 states and the District of Columbia.

Firm Information

Aliraza Hassan is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aliraza Hassan’s Registration & Firm History

FL

10/17/2018 - Present

Jefferies LLC (ORLANDO FL)

AZ

09/01/2016 - 02/14/2018

RBC CAPITAL MARKETS, LLC (PHOENIX AZ)

NY

07/22/2013 - 03/24/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 12/22/2016

Series 52 - Municipal Securities Representative Examination

BC

Issued 09/09/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/22/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aliraza A. Hassan.
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