Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aline? Claim Your ProfileAline Cavalcanti Faustini is a financial professional with over 15 years of experience in the industry. Aline is currently registered with BGC Financial, LP in New York, NY. Previously, Aline was registered with Tradition Securities and Derivatives LLC, ICAP Corporates LLC, ENLACE MARKETS, INC., GFI SECURITIES LLC, Goldman, Sachs & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Aline holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2022 - Present
BGC Financial, LP (NEW YORK NY)
NY
02/14/2019 - 04/19/2022
TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)
NY
05/04/2016 - 02/21/2019
ICAP CORPORATES LLC (NEW YORK NY)
NY
07/09/2015 - 04/28/2016
ENLACE MARKETS, INC. (NEW YORK NY)
NY
05/07/2012 - 04/30/2015
GFI SECURITIES LLC (NEW YORK NY)
NY
06/07/2006 - 04/27/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/14/2005 - 06/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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