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Alina Pappas

UBS Securities LLC

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About Alina Pappas

Alina Pappas is a financial advisor with UBS Securities LLC. Alina has been in the industry since March 27, 2019. Prior to joining UBS Securities LLC, Alina was employed at Morgan Stanley & Co. LLC. Alina has passed the Uniform Securities Agent State Law Examination, Investment Banking Registered Representative Examination, Research Analyst Exam - Part II Regulations Module, Securities Industry Essentials Examination, and Research Analyst Exam - Part I Analysis Module. Alina holds registrations in 52 states and the District of Columbia.

Firm Information

Alina Pappas is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alina Pappas’s Registration & Firm History

NY

05/20/2021 - Present

UBS Securities LLC (New York NY)

NY

03/22/2019 - 05/13/2021

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/22/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alina Pappas.
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