Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Chau is an investment advisor with MML Investors Services, LLC. She has been a registered representative since 11/03/1993. Alicia is licensed in Georgia. Her previous experience includes positions at MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, TRIAD ADVISORS, INC., WMA SECURITIES, INC. and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
GA
03/25/2017 - Present
MML Investors Services, LLC (NORCROSS GA)
GA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NORCROSS GA)
GA
01/19/2005 - 01/02/2015
NEW ENGLAND SECURITIES (NORCROSS GA)
GA
08/15/2001 - 01/20/2005
TRIAD ADVISORS, INC. (ATLANTA GA)
GA
11/09/1995 - 08/27/2001
WMA SECURITIES, INC. (DULUTH GA)
NY
11/03/1993 - 01/26/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 09/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Alicia Chau is the right advisor for you? Invested Better is here to help.
