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Alicia Sundberg

National Financial Services LLC

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About Alicia Sundberg

Alicia Sundberg is a financial professional with over 20 years of experience in the industry. Alicia has a strong background in both Broker-Dealer and Investment Advisor services, with expertise in a variety of financial products and services. Currently, Alicia is registered with National Financial Services LLC. Prior to this, Alicia has held positions with Digital Brokerage Services LLC, and Fidelity Brokerage Services LLC. Alicia holds FINRA licenses for Series 7, 24, 27, 63, 99TO, and SIE, and is dedicated to providing comprehensive financial guidance to her clients.

Firm Information

Alicia Sundberg is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alicia Sundberg’s Registration & Firm History

NC

12/04/2023 - Present

National Financial Services LLC (DURHAM NC)

NJ

11/24/2020 - 12/09/2023

DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)

NJ

05/05/2020 - 12/02/2020

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NJ

05/16/2007 - 07/08/2016

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

RI

03/11/2008 - 04/27/2010

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/02/1999 - 05/04/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 09/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2020

Series 24 - General Securities Principal Examination

BC

Issued 09/01/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/24/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/08/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alicia Sundberg.
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