Unclaimed
Alicia Shatora Smith is a financial professional with over five years of experience in the financial services industry. Alicia is currently registered with PFS Investments Inc. and holds a Series 6, Series 63, Series 26 and Series 65 license. Alicia is a licensed representative in 13 states. Alicia has previously worked at PFS Investments Inc. and Jordan Cove LNG, LLC. Alicia has experience providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
06/22/2020 - Present
PFS Investments Inc. (CHICAGO IL)
TX
04/12/2018 - 08/02/2019
PFS INVESTMENTS INC. (HOUSTON TX)
IA
Issued 10/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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