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Alicia Rae Thompson

Raymond James Financial Services, Inc.

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About Alicia Rae Thompson

Alicia Thompson is a financial advisor at Raymond James Financial Services, Inc. in Dayton, Ohio. Alicia has been in the financial services industry since May 5, 2015 and holds the Series 6 and SIE licenses. Alicia is registered with the state of Ohio.

Firm Information

Alicia Thompson is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alicia Thompson’s Registration & Firm History

OH

03/17/2017 - Present

Raymond James Financial Services, Inc. (DAYTON OH)

OH

05/05/2015 - 03/31/2017

LPL FINANCIAL LLC (DAYTON OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alicia Rae Thompson. Review regulatory record here.
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