Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Valencia is an Investment Advisor Representative and a Registered Representative with Wells Fargo Clearing Services, LLC. Alicia has been in the financial services industry for over 20 years and has a strong understanding of the investment markets. Alicia is committed to helping her clients achieve their financial goals. She has extensive experience working with individual investors, businesses, and institutions. Alicia has a Series 6, 7, 63, and 65 licenses as well as the SIE exam. She is also registered to conduct business in several states. Prior to joining Wells Fargo Clearing Services, LLC, Alicia was a Financial Advisor at BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. She previously worked for BANC of America Investment Services, Inc. and BA Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/26/2021 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
AZ
05/16/2013 - 08/23/2021
BBVA SECURITIES INC. (Tucson AZ)
AZ
11/03/2009 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TUCSON AZ)
AZ
07/12/1999 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GREEN VALLEY AZ)
CA
03/26/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 06/19/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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