Unclaimed
Alicia Noriega is a registered investment advisor representative with Fifth Third Securities, Inc., in ST. CHARLES, IL. Alicia has been in the securities industry since 2020. Alicia has passed the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63). She has been registered with FINRA and the SEC as an investment advisor representative since 2023. Alicia also holds the Series 6TO and SIE licenses. Alicia's firm is a Registered Investment Advisor (RIA) with over $1 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
06/14/2023 - Present
Fifth Third Securities, Inc. (ST. CHARLES IL)
IL
11/14/2020 - 03/09/2022
J.P. MORGAN SECURITIES LLC (WHEATON IL)
IA
Issued 6/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/2/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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