Unclaimed
Alicia Baugher is a financial advisor at Raymond James Financial Services, Inc. based in St. Petersburg, Florida. Alicia has been working in the financial services industry since December 6, 2018. Alicia has passed the Series 7, Series 9, Series 10, and SIE exams. Alicia is currently registered with FINRA and the state of Florida. Alicia previously worked at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. in Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/09/2023 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
FL
06/30/2023 - 10/05/2023
PURSHE KAPLAN STERLING INVESTMENTS (Tampa FL)
FL
04/13/2022 - 06/07/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Tampa FL)
FL
01/07/2020 - 04/08/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/02/2018 - 12/31/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
BC
Issued 10/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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