Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Margarita Rivera is an investment advisor representative registered with Kestra Advisory Services, LLC. Alicia has been working in the financial services industry since 2002. Alicia also holds Series 63, 65, and 7 securities licenses, as well as the SIE exam. In addition to working with Kestra Advisory Services, Alicia previously worked with Ameriprise Financial Services, LLC, LPL Financial LLC, and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/12/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
06/30/2014 - 03/03/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Austin TX)
TX
08/05/2013 - 07/01/2014
LPL FINANCIAL LLC (AUSTIN TX)
TX
07/29/2011 - 08/14/2013
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
10/06/2002 - 06/10/2011
RBC CAPITAL MARKETS, LLC (AUSTIN TX)
IA
Issued 05/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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