Unclaimed
Alicia Guyton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Alicia has been in the financial industry since 1984 and is licensed to provide investment advice in Alabama and Texas. Alicia holds the Series 63, 65, 7 and SIE licenses. Alicia's background includes experience with Merrill Lynch, Pierce, Fenner & Smith Inc. and Bank of America, NA. Alicia is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a subsidiary of Bank of America Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/19/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GADSDEN AL)
NA
06/20/1984 - 07/30/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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