Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Richardson-jones is a financial advisor with over 18 years of experience in the financial services industry. Alicia is currently registered with Wells Fargo Clearing Services, LLC, a brokerage firm based in St. Louis, MO. Alicia previously worked at Morgan Stanley Smith Barney, ING Financial Advisors, LLC, and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/28/2012 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
VA
08/12/2011 - 06/04/2012
MORGAN STANLEY SMITH BARNEY (ALEXANDRIA VA)
VA
11/24/2010 - 05/05/2011
MORGAN STANLEY SMITH BARNEY (ALEXANDRIA VA)
MD
07/20/2004 - 08/06/2010
ING FINANCIAL ADVISERS, LLC (GREENBELT MD)
CT
07/15/2003 - 06/30/2004
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 05/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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