Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Ellis is a financial advisor registered with Ameriprise Financial Services, LLC in Deer Park, TX. Alicia has been a registered representative in the financial services industry since September 29, 2007. She is also registered as an Investment Advisor Representative in Texas. Alicia has a wide range of experience in the financial services industry and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/24/2022 - Present
Ameriprise Financial Services, LLC (Deer Park TX)
TX
12/11/2018 - 03/24/2022
CUNA BROKERAGE SERVICES, INC. (deer park TX)
TX
01/23/2012 - 11/20/2018
CUSO FINANCIAL SERVICES, L.P. (HOUSTON TX)
TX
09/10/2007 - 01/24/2012
CUNA BROKERAGE SERVICES, INC. (PASADENA TX)
IA
Issued 01/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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