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Alicia Kathleen Paul

Empower Financial Services, Inc.

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About Alicia Kathleen Paul

Alicia Paul is a financial advisor with Empower Financial Services, Inc., with an office located in Greenwood Village, CO. Alicia has been a registered financial advisor since 2012 and has worked in the industry for over 11 years. Alicia is licensed in Massachusetts.

Firm Information

Alicia Paul is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alicia Paul’s Registration & Firm History

CO

01/02/2015 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

MA

05/15/2012 - 01/02/2015

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 06/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alicia Kathleen Paul.
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