Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Schug is a registered representative with Deutsche Bank Securities Inc. Alicia has been in the industry since June 2009. Alicia has passed the Series 7, Series 63, Series 79TO, Series 99TO and SIE exams. Alicia's prior experience includes roles at CREDIT SUISSE SECURITIES (USA) LLC and BARCLAYS CAPITAL INC. Alicia is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/01/2018 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
08/04/2015 - 12/15/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/30/2008 - 07/07/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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