Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Rivera is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Shrewsbury, NJ. Alicia has over 39 years of experience in the financial industry, specializing in providing financial planning and portfolio management services to a wide range of clients. Alicia holds Series 7, Series 63, and Series 66 licenses, and is registered with numerous states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Tennessee, Texas, Utah and Wisconsin. Alicia also has experience in providing advisory services to insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NY
05/02/2018 - 01/07/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/26/2016 - 04/19/2018
MORGAN STANLEY (NEW YORK NY)
NY
01/17/1994 - 06/23/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
08/15/1989 - 01/28/1994
LEHMAN GOVERNMENT SECURITIES INC.
NA
08/15/1989 - 01/28/1994
LEHMAN SPECIAL SECURITIES INC.
NY
04/19/1983 - 01/17/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/19/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BOTH
Issued 02/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alicia Rivera is the right advisor for you? Invested Better is here to help.
