Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Sorensen is a Registered Representative and Investment Advisor Representative with Wedbush Securities Inc. Alicia has over 20 years of experience in the financial services industry. She is a licensed Series 7, 9, 10, 24, 52, 53, 63, 65 and SIE representative, and holds a Bachelor of Arts degree in Finance from the University of California, Los Angeles. Prior to joining Wedbush Securities Inc., Alicia was a Financial Advisor at HSBC Securities (USA) Inc. and MBSC Securities Corporation. Alicia specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Her areas of expertise include: Asset Allocation, Retirement Planning, College Savings, Estate Planning, and Insurance. Alicia is committed to providing her clients with personalized financial advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/06/2019 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
CA
04/10/2013 - 04/04/2019
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
06/14/2010 - 03/25/2013
MBSC SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
09/17/2008 - 10/02/2009
HSBC SECURITIES (USA) INC. (ENCINO CA)
CA
05/29/2007 - 09/08/2008
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
05/08/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (PASADENA CA)
NY
03/21/2001 - 05/16/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
01/22/2001 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 04/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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