Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Danielle Kennedy is a registered representative of Neuberger Berman BD LLC, a brokerage firm. Alicia Kennedy is a registered investment advisor representative in the state of New York. Alicia Kennedy has been in the securities industry since September 11, 2013. Alicia Kennedy has held previous roles with Fidelity Brokerage Services LLC and Fidu Inc. Alicia Kennedy's current registrations include Series 63 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/20/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
GA
01/28/2019 - 07/13/2021
FIDELITY BROKERAGE SERVICES LLC (DUNWOODY GA)
NY
06/21/2012 - 11/10/2017
FIDELITY BROKERAGE SERVICES LLC (ROCHESTER NY)
BOTH
Issued 12/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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