Unclaimed
Alicia Christine Arciniega is a Registered Representative with Smart Investments Advisory Inc. Alicia has been in the financial services industry since 2008 and has been registered with the firm since 2025. Alicia is also a Registered Investment Advisor Representative, and provides financial planning and investment advisory services to individuals and businesses. She has a strong background in investment management, and has a Series 7, Series 66 and Series 99TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Smart Investments Advisory Inc. (REDLANDS CA)
CA
10/16/2008 - 06/03/2020
WBB SECURITIES, LLC (REDLANDS CA)
BOTH
Issued 12/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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