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Alicia Christine Arciniega

Smart Investments Advisory Inc.

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About Alicia Christine Arciniega

Alicia Christine Arciniega is a Registered Representative with Smart Investments Advisory Inc. Alicia has been in the financial services industry since 2008 and has been registered with the firm since 2025. Alicia is also a Registered Investment Advisor Representative, and provides financial planning and investment advisory services to individuals and businesses. She has a strong background in investment management, and has a Series 7, Series 66 and Series 99TO license.

Firm Information

Alicia Arciniega is currently registered with Smart Investments Advisory Inc.. Smart Investments Advisory Inc. is an investment advisor with 3 investment advisor representatives. They manage $75,000,000 in assets for 200 clients, primarily individuals other than high net worth individuals. The firm provides portfolio management services for individuals and businesses.

$75.00M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alicia Arciniega’s Registration & Firm History

CA

01/01/2025 - Present

Smart Investments Advisory Inc. (REDLANDS CA)

CA

10/16/2008 - 06/03/2020

WBB SECURITIES, LLC (REDLANDS CA)

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Licenses & Designations

BOTH

Issued 12/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alicia Christine Arciniega.
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