Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Mills is a financial professional with over seven years of experience in the financial services industry. Currently, Alicia is registered with Marex Capital Markets Inc. in Stamford, Connecticut. Prior to joining Marex, Alicia worked at COWEN AND COMPANY and COWEN PRIME SERVICES LLC. Alicia holds the Series 99 and Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/12/2024 - Present
Marex Capital Markets Inc. (Stamford CT)
CT
08/09/2021 - 12/21/2023
COWEN AND COMPANY (Stamford CT)
NY
07/14/2016 - 01/04/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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