Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alicia? Claim Your ProfileAlicia Anderson is an investment advisor representative with Wells Fargo Clearing Services, LLC. Alicia has been in the industry since April 5, 2001 and has been registered with the state of Michigan since February 13, 2017. Alicia also holds licenses to operate in Indiana and is currently registered as an investment advisor in the state. Alicia is a Series 7, Series 9, Series 10, Series 31, and Series 63 licensed representative and also holds the Series 65 and Series 99TO licenses. Prior to joining Wells Fargo, Alicia was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Comerica Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/13/2017 - Present
Wells Fargo Clearing Services, LLC (MERRILLVILLE IN)
MI
12/10/2014 - 01/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TROY MI)
MI
07/28/2010 - 11/14/2013
COMERICA SECURITIES (DETROIT MI)
IL
09/23/1997 - 03/18/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IA
Issued 05/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/18/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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