Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Yu fung Fong is a registered representative with Wellington Funds Distributors Inc. Alice has been in the securities industry since January 25, 2015 and is registered in 51 states. Alice holds the Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
10/26/2023 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
MA
02/05/2013 - 11/04/2021
WELLINGTON FUNDS DISTRIBUTORS INC. (Boston MA)
BC
Issued 02/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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