Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Yoonjung Lee is a registered representative with Mizuho Securities USA LLC. Alice has been in the financial services industry since November 17, 2016. She is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Alice holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/18/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 12/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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