Unclaimed
Alice McCrory is a registered representative with Wells Fargo Securities, LLC. Alice has been in the securities industry for over a year. Alice holds the Series 63, Series 79TO and SIE licenses. Alice is licensed in New York and has been registered with Wells Fargo Securities, LLC since November 2, 2022. Alice was previously employed by UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/02/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/13/2021 - 07/05/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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