Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Lo is a financial professional with over 20 years of experience in the industry. Currently registered with Globalink Securities, Inc., Alice has a strong track record of success in providing investment advice and guidance to clients. Alice's experience spans various firms including Transamerica Financial Advisors, Inc., and Pruco Securities, LLC. Alice holds a variety of licenses and certifications, including Series 6, 63 and 65 licenses, as well as the SIE exam. With a commitment to personalized service, Alice strives to understand the unique financial goals of each client and develop tailored strategies to help them achieve success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/02/2007 - Present
Globalink Securities, Inc. (Monrovia CA)
CA
09/29/2005 - 04/19/2007
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NJ
01/01/1998 - 08/18/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
GA
10/16/1997 - 11/21/1997
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 08/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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