Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Royal is a financial advisor at Janney Montgomery Scott LLC. Alice has been in the industry since 1998 and holds a Series 7, Series 63 and SIE licenses. Alice specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
06/13/2017 - Present
Janney Montgomery Scott LLC (Goldsboro NC)
NC
11/22/2013 - 06/15/2017
SA STONE WEALTH MANAGEMENT INC. (GOLDSBORO NC)
NC
10/28/2003 - 11/22/2013
STERNE, AGEE & LEACH, INC. (GOLDSBORO NC)
MO
06/15/2002 - 10/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/30/1998 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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