Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Marie Grosseto is a financial advisor with over 29 years of experience in the securities industry. Alice is currently registered with FHN Financial Securities Corp. in New York. Prior to joining FHN Financial Securities Corp. in January 2000, Alice worked at Lehman Brothers Inc. and Smith Barney Inc. Alice holds the Series 63, Series 7, Series 24 and SIE licenses. Alice specializes in providing investment advice to individual clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/20/2000 - Present
FHN Financial Securities Corp. (SYOSSET NY)
NY
12/23/1997 - 12/23/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/08/1993 - 12/22/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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