Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Ortiz is a Registered Representative at Santander Securities LLC. Alice has over 19 years of experience in the financial services industry. Alice's current employment began in 2012. Prior to joining Santander Securities LLC, Alice was employed by LPL FINANCIAL LLC and IFMG SECURITIES, INC.. Alice holds licenses for Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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RI
09/19/2012 - Present
Santander Securities LLC (Johnston RI)
RI
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (CHESTNUT HILL RI)
RI
11/05/2003 - 05/27/2008
IFMG SECURITIES, INC. (JOHNSTON RI)
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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