Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice M. Barnes is a registered representative with Pruco Securities, LLC. Barnes has been in the industry since 2003 and holds licenses in several states. Her previous employment was with J.P. MORGAN SECURITIES INC. Barnes has successfully passed several industry exams, including the Series 7, Series 24, Series 63 and Series 66 exams. Barnes is a licensed professional with experience in providing financial advice and services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NY
06/07/2021 - Present
Pruco Securities, LLC (Forest Hills NY)
NY
08/15/2001 - 08/01/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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