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Alice L Petrofsky

Lazard Asset Management Securities LLC

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About Alice L Petrofsky

Alice Petrofsky has been in the financial industry since November 24, 1998. Alice is currently registered with Lazard Asset Management Securities LLC and is licensed to conduct business in 52 states and the District of Columbia. Previously, Alice has held positions at Rosenblatt Securities Inc., Strategic Marketing Solutions LTD., LLC, UBS Securities LLC, and Unicredit Capital Markets, Inc.

Firm Information

Alice Petrofsky is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alice Petrofsky’s Registration & Firm History

NY

05/11/2021 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

05/30/2017 - 03/11/2021

ROSENBLATT SECURITIES INC. (NEW YORK NY)

NY

07/25/2015 - 10/07/2016

STRATEGIC MARKETING SOLUTIONS LTD., LLC (New York NY)

NY

08/06/2010 - 05/08/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

09/26/2001 - 06/17/2010

UNICREDIT CAPITAL MARKETS, INC (NEW YORK NY)

NY

08/06/1996 - 07/31/2001

CA IB SECURITIES (NEW YORK) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/04/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/05/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alice L Petrofsky.
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