Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Fricke has been in the financial services industry since January 16, 1999. Alice is currently registered with Invesco Distributors, Inc. and has been with the firm since May 25, 2019. Before that, Alice worked at OppenheimerFunds Distributor, Inc. from April 20, 2011 to May 25, 2019. Alice is licensed to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
04/20/2011 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/22/2010 - 03/28/2011
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
04/14/2004 - 02/23/2005
ODDO SECURITIES CORPORATION (NEW YORK NY)
NY
03/21/2002 - 04/08/2004
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
06/30/2000 - 03/19/2002
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/20/1994 - 08/10/2000
CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)
NA
02/23/1988 - 01/17/1989
BT SECURITIES CORPORATION
BC
Issued 07/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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