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Alice Karen Maunand

Barclays Capital Inc.

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About Alice Karen Maunand

Alice Maunand is a registered representative with Barclays Capital Inc. Alice has passed both the Securities Industry Essentials (SIE) and Operations Professional (Series 99TO) exams. Alice's current registration began on August 25, 2023.

Firm Information

Alice Maunand is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alice Maunand’s Registration & Firm History

NY

08/25/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alice Karen Maunand.
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