Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Huang is a financial advisor with U.S. Bancorp Investments, Inc., in Milpitas, CA. Alice has been working in the financial industry since 2012. Prior to joining U.S. Bancorp Investments, Inc., Alice was a financial advisor at Fidelity Brokerage Services LLC, Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Wells Fargo Investments, LLC. Alice holds the Series 6, Series 7, Series 63, and Series 66 licenses. Alice specializes in retirement planning, education planning, and investment management. Alice is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
09/07/2023 - Present
U.s. Bancorp Investments, Inc. (Milpitas CA)
CA
01/30/2023 - 07/27/2023
FIDELITY BROKERAGE SERVICES LLC (SAN JOSE CA)
CA
08/13/2019 - 01/11/2023
WELLS FARGO CLEARING SERVICES, LLC (FREMONT CA)
CA
07/30/2018 - 07/31/2019
J.P. MORGAN SECURITIES LLC (FREMONT CA)
CA
02/14/2008 - 10/29/2009
WELLS FARGO INVESTMENTS, LLC (SAN CARLOS CA)
MI
08/03/2007 - 11/26/2007
COMERICA SECURITIES (DETROIT MI)
CA
08/19/2003 - 06/21/2007
WELLS FARGO INVESTMENTS, LLC (HAYWARD CA)
BOTH
Issued 01/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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