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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Reagan is a financial advisor with Morgan Stanley. Alice has been in the industry since 1995 and holds licenses in 51 states. Alice is registered with FINRA as a Registered Representative and is also registered with the state of Texas as an Investment Advisor Representative. Alice has specialized in providing financial advice to individuals, businesses, corporations, high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities. Previously, Alice worked with CiTIGROUP GLOBAL MARKETS INC. and Morgan Stanley DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/25/2011 - Present
Morgan Stanley (MELBOURNE FL)
FL
10/21/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLANDO FL)
NY
06/03/1996 - 10/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/11/1995 - 05/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
11/23/1994 - 06/08/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 05/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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