Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Davis is a financial advisor who has been in the industry since 2011. Alice is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Alice holds Series 7, Series 63, and SIE licenses and is licensed to sell securities in Texas. Previously, Alice was a financial advisor for 1ST GLOBAL CAPITAL CORP. and WACHOVIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
10/17/2016 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MO
07/01/2003 - 02/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/26/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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