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Alice darlene Montoya

Tiaa-Cref Individual & Institutional Services, LLC

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About Alice darlene Montoya

Alice darlene Montoya is a registered representative with Tiaa-cref Individual & Institutional Services, LLC. Alice darlene Montoya has been in the securities industry since 1997. Alice darlene Montoya's registrations include Series 63, Series 24, Series 10, Series 9, SIE, and Series 7. Alice darlene Montoya is registered in Colorado and Maine. Alice darlene Montoya has previously been registered with Investment Centers of America, Inc. and Charles Schwab & Co., Inc.

Firm Information

Alice darlene Montoya is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Alice darlene Montoya’s Registration & Firm History

CO

02/21/2006 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

WI

08/17/2005 - 02/09/2006

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

TX

08/06/1997 - 06/07/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2007

Series 24 - General Securities Principal Examination

BC

Issued 11/07/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/30/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alice darlene Montoya.
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