Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Chung is a financial advisor with KKR Capital Markets LLC. Alice has been in the financial industry since July 2, 2013 and is registered with FINRA. Alice is currently registered in 53 states and holds the Series 63, 7, SIE and 79 licenses. Prior to joining KKR Capital Markets LLC, Alice was a financial advisor with Goldman, Sachs & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2018 - Present
KKR Capital Markets LLC (NEW YORK NY)
NY
09/07/2011 - 09/23/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Alice Chung is the right advisor for you? Invested Better is here to help.
