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Alice Christine Avanian

Piper Sandler & Co.

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About Alice Christine Avanian

Alice Avanian is a financial professional with over 40 years of experience in the industry. Alice is currently registered with Piper Sandler & Co. as a registered representative. Before joining Piper Sandler & Co., Alice worked at Goldman Sachs & Co. LLC, Cantor Fitzgerald & Co., Leerink Partners LLC, SG Cowen Securities Corporation, Cowen & Co., and L. F. Rothschild & Co. Incorporated. Alice specializes in public finance consulting.

Firm Information

Alice Avanian is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alice Avanian’s Registration & Firm History

NY

04/29/2022 - Present

Piper Sandler & Co. (NEW YORK NY)

NY

08/11/2020 - 05/19/2022

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

MA

09/13/2016 - 04/03/2020

CANTOR FITZGERALD & CO. (BOSTON MA)

MA

09/29/2003 - 05/23/2016

LEERINK PARTNERS LLC (BOSTON MA)

NY

07/01/1998 - 08/04/2003

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

06/28/1988 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NA

07/27/1979 - 07/21/1988

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 01/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/10/1998

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 07/21/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alice Christine Avanian.
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