Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Chen is a financial professional with over 2 years of experience in the financial services industry. Alice is currently registered with Ares Management Capital Markets LLC in New York, NY, and holds FINRA Series 79TO, Series 63, and SIE licenses. Alice has previously worked at Deutsche Bank Securities Inc., also in New York, NY. Alice Chen is committed to providing clients with high-quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/13/2024 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/18/2023 - 07/26/2024
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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