Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Chang is a financial professional with experience in the securities industry. Alice holds the Series 99 and SIE licenses. Alice is currently registered with Credit Agricole Securities (usa) Inc. and previously worked at RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2019 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NJ
01/26/2015 - 07/09/2019
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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