Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Leopold-benintendi is an Investment Advisor Representative who has been in the industry since June 16, 1994. Alice is currently registered with Oppenheimer & Co. Inc., located in New York, NY, and previously held positions at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated, among others. Alice holds licenses to sell securities in several states and is an experienced advisor with a diverse background in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
03/29/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/11/2015 - 03/02/2022
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/21/2011 - 03/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/01/2009 - 05/05/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
09/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
10/24/2006 - 03/17/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
NY
02/21/1995 - 11/09/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
08/06/1987 - 03/01/1988
SALOMON BROTHERS INC.
NA
10/24/1986 - 06/19/1987
PAINEWEBBER INCORPORATED
BOTH
Issued 05/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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