Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Carter Bowdoin has been a registered representative for over 25 years. Alice has been with Merrill Lynch, Pierce, Fenner & Smith Incorporated since November 2017. Prior to that, Alice worked for Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc. Alice has experience in securities, investment company products, and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)
CA
10/16/1996 - 02/03/2017
FIDELITY BROKERAGE SERVICES LLC (EL SEGUNDO CA)
RI
04/13/1994 - 09/08/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/04/1992 - 04/13/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 11/9/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/5/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 9/3/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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